
CLINICAL IMPACT OF PROXIMAL
AUTOSOMAL IMBALANCES Hamid AB, Weise A, Voigt M, Bucksch M, Kosyakova N, Liehr T,* Klein E *Corresponding Author: Dr. Thomas Liehr, Universitätsklinikum Jena, Institut für Humangenetik,
Kollegiengasse 10, D-07743 Jena, Germany; Tel.: +49-3641-935533; Fax. ++49-3641-935582; E-mail:
i8lith@mti.uni-jena.de page: 15
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INTRODUCTION
Autosomal Proximal Chromosome Imbalances.
The finding of unbalanced chromosomal
abnormalities (UBCA) was recently reviewed and
summarized from a total of 200 families. The UBCA
usually involve several megabases of DNA. Carriers of
such UBCA are ascertained due to adverse reproductive
effects or dysmorphic and/or mentally retarded
offspring; the carriers themselves have an otherwise
normal phenotype. Unbalanced chromosomal abnormalities
have been reported for more than 50 euchromatic
regions of almost all human autosomes [1,2].
Unbalanced chromosomal abnormalities leading
to gain of genetic relevant material within the
autosomal centromere-near region were not comprehensively
followed in the above mentioned studies
[1,2]. Such centro-mere-near, i.e., proximal chromosomal
imbalances (C-UBCA), can be induced by
small supernumerary marker chromosomes (sSMCs)
[3,4] and also by intrachromo-somal duplications [4].
While the latter are rare events and no reliable data
on their frequency is available, sSMCs are present in
0.043% of human beings [5]. With a given population
size of 7 × 109 individuals, 3 × 106 sSMC carriers
are presently alive. As ~2/3 of these do not show any
symptoms, ~2 × 106 do not even know of their condition.
Euchromatin is present in ~36.0% of those sSMC
cases that do not lead to any clinical symptoms (Table
1) [6]. N.B.: sSMC, irrespective of origin and genetic
constitution may cause fertility problems, especially
in males [7]. Thus, infertility was not considered as
an ‘abnormal phenotype’ in this study.
Even though partial trisomy is the most frequent
imbalance induced by sSMC, tetra- or even hexasomy of proximal euchromatin may be present in clinically
healthy individuals [6]. Here we present the latest
known proximal, centromere-near regions and their
minimal molecular borders. The corresponding index
cases were previously published and are summarized
on the sSMC homepage [6]. This study intends to give
a review on the clinical impact of proximal autosomal
imbalances. A special focus is hereby laid on gain
of copy numbers. For this, the following steps were
necessary: i) define the pericentric regions that can
be present as additional copy(ies) without causing
any clinical phenotype. ii) After the definition of such
copy number insensitive regions, in a second step,
proximal autosomal regions including genes potentially
sensitive to copy numbers can be defined. iii)
Such copy number sensitive regions can be correlated
with specific, typical symptoms; the latter already being
possible for nine centromere-near regions in this
study and there will be more in the future.
What Can be Learned From Cases With
Chromosome Imbalances? It was nicely summarized
back in 1993 [8] that structural autosomal imbalances
may lead in ‘typical cases’ to syndromes
with a complex of minor anomalies and/or congenital
malformations. The latter ‘suggests the importance
of gene interaction in determining the phe-notypic
picture of autosomal imbalance syndromes’ [8]. Duplication-
related syndromes are much more frequent
than deletion-related ones, and thus, it is common
sense that in general, duplications of several Mb in
size are better tolerated by the human genome than
deletions of the same size. This has also recently been
confirmed on the level of micro-duplications and
-deletions [9]. Overall, chromosomal imbalances can
point towards dosage sensitive genes being responsible
for specific syndromes or clinical features. A good
example is the dosage sensitive peripheral myelin
protein 22 (PMP22) gene in 17p11.2: a duplication
of 1.4 Mb including PMP22 leads to the hereditary
motor and sensory neuropathy type 1A and the reciprocal
deletion to the hereditary neuropathy with
liability to pressure palsies. However, also specific
mutations in PMP22 itself can cause the identical
syndromes [10].
Moreover, UBCA of several Mb in size have
been reported, which surprisingly, do not have any
clinical consequences [1,2]. At the same time, they
are not pure copy number variants (CNV) such as
those recently found for a cytogenetically visible
amplified region in 8q21.2 [11]. In summary, there
are genetically relevant regions which can be tolerated
if ‘amplified’ as three or more copies; the reason
for that is most likely that they do not comprise dosage
sensitive genes. In summary, studying carriers of
specific chromosomal imbalances can provide genotype-
phenotype-correlations, and also give hints as to
where copy-number-(in)sensitive genes are located
in our genome.
Where to Find Proximal Chromosome Imbalances
in Humans. Centromere-near imbalances
may principally appear as deletions or duplications.
However, practically no reports of proximal deletions
are available in the literature. The only exceptions are
offspring of carriers with an sSMC formed by the Mc-
Clintock mechanism [12], e.g., as reported for a child having the karyotype 47,XY,del(2) (p12p11.1) due
to a maternal cytogenetic condition (47,XX,del(2)
(p12p11.1),+r(2)(::p12→p11.1::) [13]. Only eight
corresponding cases are available in the literature [6]
and all these patients were severely affected.
The best suited patients to study proximal duplications
would be those with proximal intrachromosomal
rearrangements, as direct or inverted duplications
or unbalanced insertions, because these cases
would be non mosaic [4]. However, such cases are
scarce (summarized in Table 2). Most of these ~200
cases were only studied cytogenet-ically and no information
on the molecular size of their duplicated
region is available [6].
In contrast, the largest and best characterized
group where to find proximal duplications are patients
with sSMC [3-7,14-16]. Besides their cytogenetic
characterization, more and more cases were characterized
at the molecular level by array-comparative
genomic hybridization (aCGH) studies [4,17,18].
However, when analyzing this group of patients one
has to consider the following drawbacks: i) sSMC carriers
may be mosaic with normal cell lines and/or may
have different levels of mosaicism in different tissues;
thus, harmful sSMC sizes may be rated as harmless
[19], and ii) also harmless sSMC may be considered to
be harmful if they appear together with a uniparental
disomy (UPD) [20], or a mutation in a monogenic
disorder gene [21]. Thus, results for regions including
or excluding most likely dosage-sensitive genes, i.e.,
C-UBCA, have to be handled carefully. Nevertheless,
sSMC carriers are much more frequent and better
characterized on the molecular level than intrachromosomal
duplications, and are thus used here as a
model system for proximal duplications.
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